UKGC Removes Sanction Data After Three Years
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UKGC Policy Limits Access to Historical Operator Failings

A Freedom of Information (FOI) response from the UK Gambling Commission (UKGC) has revealed that public statements detailing regulatory sanctions against operators are removed from its website after a three-year period. This policy limits the ability of consumers to research the long-term history of gambling companies.

The disclosure, dated 28 September 2023, came in response to a request for information about a major 2019 enforcement case. A member of the public sought the official statements concerning a £5.9 million penalty paid by Ladbrokes Coral Group for significant past failings in social responsibility and anti-money laundering (AML) procedures.

The Three-Year Rule

In its response, the UKGC confirmed its data retention policy for such announcements.

"These public statements are available on the Commission website for a period of three years from the date of publication. As such the public statement corresponding to the case you have referenced in your request is no longer available on our website."

While the regulator cited Section 21 of the FOIA, which exempts information that is reasonably accessible elsewhere, it acknowledged that this specific document was no longer accessible. The Commission then provided the 2019 public statement as an attachment to the FOI response, effectively re-releasing information that had been removed from public view.

Why This Matters for Consumers

For consumers, an operator's historical track record is a crucial tool for making informed decisions. The 2019 case against the then-GVC owned Ladbrokes Coral involved serious breaches, including:

  • Failing to interact with a customer who lost £98,000 over two-and-a-half years and had asked the operator to stop sending promotions.
  • Not carrying out social responsibility interactions with a customer who spent £1.5 million over three years.
  • Accepting £1.7 million in deposits from a customer without adequate source of funds checks, who was later convicted of fraud.

While the operator committed to overhauling its processes at the time, access to the original details of these failings is vital for public scrutiny. The UKGC's three-year policy means that consumers researching an operator's history may miss critical information about past conduct if the sanction occurred more than three years ago.

Significance for Industry Transparency

This FOI disclosure highlights a significant gap in the long-term transparency of regulatory actions. Without such requests, details of major historical sanctions become difficult for the public to find through official channels.

While operators may have since improved their practices, the ability to review the nature and severity of past failings is a key component of consumer protection and holding the industry to account. This case demonstrates that the official record available on the UKGC's website may not be the complete record, and that older, significant enforcement actions are systematically removed from easy public access.

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Written by

Research & Data Lead

PhD in Public Policy, London School of Economics. Member of the Royal Statistical Society. Published in the Journal of Gambling Studies and Addiction Research & Theory.

Dr. Chen holds a PhD in Public Policy from the LSE and has 8 years of experience in quantitative research, including 3 years as a Research Fellow at the Responsible Gambling Trust analysing operator self-exclusion data.

Tags

UKGC Freedom of Information FOI Regulatory Action Transparency Ladbrokes Coral Entain Data Retention

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