WHG (International) Limited enforcement action
UKGC enforcement action - March 2023

Summary

Financial Penalty

£12.5m

What This Means for Consumers

WHG (International) Limited is still licensed to operate in the UK. However, these findings show serious past failures in protecting customers and preventing financial crime, which is a concern for consumers.

Full Details

On 28 March 2023, the Gambling Commission announced a Regulatory Settlement with WHG (International) Limited. The operator will make a payment of £12.5 million in lieu of a financial penalty. A regulatory review found the company failed to meet its obligations for safer gambling and preventing money laundering between May 2020 and October 2021. This is one of the largest enforcement packages issued by the regulator, reflecting the seriousness of the breaches.

The investigation identified several breaches of the Licence Conditions and Codes of Practice (LCCP). These included failures in how it interacts with customers to minimise gambling harm (SRCP 3.4.1) and weaknesses in its anti-money laundering risk assessments (Licence Condition 12.1.1). The UKGC also found the operator didn't properly identify linked accounts held by the same individual (SRCP 3.9.1). As part of the settlement, WHG (International) Limited will have new conditions added to its licence to address these issues.

Key Findings

  • Agreed to a regulatory settlement including a payment of £12.5 million.
  • Action taken on 28 March 2023 for failures between May 2020 and October 2021.
  • Breaches included failures in safer gambling customer interaction (SRCP 3.4.1).
  • Failings found in anti-money laundering risk assessments and procedures (Licence Condition 12.1.1).

Timeline

Enforcement action timeline — Source: UKGC Regulatory Actions Register
Action Date 28 March 2023

Related Operator

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Written by

Corporate Investigations Editor

ACAMS Certified (Association of Certified Anti-Money Laundering Specialists). BSc Criminology, University of Manchester.

Mark has 15 years of experience in financial crime and corporate due diligence, including a role as Intelligence Analyst at the Serious Organised Crime Agency (SOCA) specialising in money laundering through gaming.