Shaftesbury Casino Limited enforcement action
UKGC enforcement action - July 2023

Summary

What This Means for Consumers

Shaftesbury Casino Limited's licence isn't suspended, so customers can still use its services. This warning acts as a formal notice on the company's record, highlighting a past failure to communicate openly with the regulator.

Full Details

On 19 July 2023, the UK Gambling Commission (UKGC) issued a warning to Shaftesbury Casino Limited. The regulator found that the company didn't communicate openly about important business matters. Specifically, the operator stopped making payments for a previous regulatory settlement without telling the Commission beforehand.

The UKGC's investigation found breaches of two code provisions: a failure to cooperate with the Commission (OCP 1.1.1) and a failure to meet information requirements (OCP 8.1.1). The Commission noted it was particularly concerned because regulatory settlements depend on trust. Shaftesbury Casino Limited also suspended agreed payments to a charity due to its own financial issues, again without proper communication. A warning is a formal notice on an operator's licence, but it doesn't stop them from trading.

Key Findings

  • Received a formal warning under section 117(a) of the Gambling Act 2005.
  • Action was finalised on 19 July 2023.
  • Failed to cooperate with the Commission (OCP 1.1.1).
  • Failed to meet information requirements by not disclosing material business changes (OCP 8.1.1).

Timeline

Enforcement action timeline — Source: UKGC Regulatory Actions Register
Action Date 19 July 2023

Related Operator

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Written by

Regulatory Affairs Editor

LLB (Hons) in Law, University of Bristol. Postgraduate Diploma in Financial Regulation, University of Reading.

James has spent 12 years in gambling compliance and regulatory technology, previously working as Senior Compliance Analyst at a UK-based regulatory consultancy advising licensed operators on LCCP adherence.